CHAPTER 8

FOREIGN DIRECT INVESTMENT


Case: Bridgestone Tire Company


- Increasing oligopolization of the Tire Industry
- New tires demand high-tech innovations, expensive Only few tire companies can afford, the ones with high sales volume
- Bridgestone Tire Company is the world's largest manufacturer of rubber products
- Exports started to increase as foreign consumers wanted Bridgestone replacement s on the Japanese cars they had Purchased (original equipment market)
- Establishing manufacturing presence overseas, vital for the future growth of Bridgestone
- In 1988 Bridgestone bought Firestone's tire operations. Firestone supplied 40% of Ford's needs, 21% of GM's.

- Why should Bridgestone manufacture automobile tires in the U.S.?
- 1. government-imposed restrictions on tire imports
- 2. Action taken against imports of Japanese vehicles
- 3. Japanese costs went up in relation to U.S. costs
- 4. High-transport costs for tires, which are bulky
- relative to their value

Why buy Firestone rather than starting up a new facility?
1. expectation of overcapacity in the industry



I - INTRODUCTION


Foreign Direct Investment is now more important than trade as a vehicle of international transactions.

Overseas production facilities comprise a large and increasingly vital part of international companies' global strategies



II - THE MEANING OF FOREIGN DIRECT INVESTMENT


Control:

For direct investment to take place, control must follow the investment. Ownership of a minimum of 10% or 25% of the voting stock in a foreign enterprise allows the investment to be considered direct.

However, government interference, and lack of control over inputs may exert influence on the company.


The Concern about Control:

Many critics are concerned that the national interest of the host country will not be best served if a multinational company makes decision from afar.

Investor Concern:

Control is of paramount importance who are reluctant to transfer resources such as patents, trademarks, management know-how.

Desire to deny rivals access to competitive resources is referred to as the appropriability theory. Acquired technology can be used to competitive advantage.

Ex: transistor technology

Control through self-handling of operations (internal to the organization), rather than through contracts with other companies, is often called internalization.


Methods of Acquisition:

Instead of capital movements an investor may transfer other types of assets. Ex: managers, cost control systems, technology, know-how.


III - THE RELATIONSHIP OF TRADE AND FACTOR MOBILITY


The Trade and Factor Mobility:

Direct investment usually involves the movement of various types of production factors as investors infuse capital, technology, personnel, raw materials, or components into their operating facility abroad.


Production factors move internationally. Factor movement is an alternative to trade that may or may not be a more efficient allocation of resources.

Substitution:


When the factor proportions vary widely among countries, pressures exist for the most abundant factors to move to countries with greater scarcity, where they can command a better return

Capital/labour ratios

Capital/land ratios

Capital moves globally more easily than does labour. Technology in the form of more efficient machinery is more mobile than labour is.

Thus, differences in labour productivity and costs explain much of the movement of trade and direct investment.


Complementarity of Trade and Direct Investment


Companies usually send substantial exports to their foreign facilities. FDI usually is not a substitute for exporting.


About a third of world trade is intra-firm trade

Many of the exports from parent to subsidiary would not occur if overseas investment did not exist. In these cases, factor movements stimulate trade rather than substituting for it.



IV - MOTIVATIONS FOR FDI AS AN ALTERNATIVE OR
SUPPLEMENT TO TRADE


A - Market Expansion: Investments versus Trade


Transportation: When the cost of transportation is added to production costs, some products become impractical to ship over greater distances. Ex: tires, soft drinks.

Horizontal Expansion: When companies invest abroad to produce basically the same products that they produce at home.

Lack of Domestic Capacity: As long as a company has excess capacity at its home-country plant (s) it may be able to compete effectively export markets despite high transport costs.

Scale Economies: If the product is highly standardized or undifferentiated form those of competitors, the cost per unit is apt to drop significantly as output increases. Ex: ball bearings, alumina, semiconductor wafers. And they can overcome transportation costs. Products that are more differentiatedbenefit less by scale economies. For these types of products, transport costs may dictate smaller plants to serve national or regional markets.

Trade Restrictions: tariffs and non-tariff barriers act as an enticement for making foreign direct investment. Removing trade restrictions among a regional group of countries also may attract direct investment.

Country-of-Origin Effects: fear that service and replacement parts for imported products will be difficult to obtain.

Nationalism: buy locally produce goods

Product Image: manufacturing in a country that has lower-status image for a particular product.

Delivery Risk: just-in-time manufacturing systems (JIT)

Changes in Comparative Costs: dynamic process.


B - Resource-Acquisition Investments


Resource acquisition imply a need to import from abroad, FDI is a supplement rather than an alternative to trade.

Vertical Integration: control of the different stages (value chain) as a product moves from raw materials through production to its final distribution.

As products and their marketing become more complicated, there is a greater need to combine resources that are located in more than one country. Great interdependence among inputs and a strong need to establish tight relationships in order to ensure that production and marketing continue to flow.

Gain voice in the management of one of the foreign operations by investing in it.
Increasing barriers to entry


Rationalized Production: producing different components and parts in different parts of the world to take advantage of varying costs of labour, capital, and raw materials.

Access to Production Factors: a company may establish a presence in a country to improve its access to knowledge and other resources.

Product Life Cycle: New products are produced mainly in industrial countries, mature produces are more likely to be produced in LDCs.

Governmental Investment Incentives: countries frequently encourage direct investment inflows by offering tax concessions or a wide array of other subsidies.


C - Diversification-Oriented Investments


Companies may pursue international business, at least partially, to minimize cyclical swings in sales and profits and to reduce the dependence on a few customers or suppliers.

D - Competitive Risk Minimization


Following Customers: the indirect exporters commonly follow their customers when those customers make direct investments.

Preventing Competitor's Advantage: oligopolistic competition


E - Political Moves

Since the passing of colonialism, some countries continued to pursue many of the old colonial aims by encouraging their domestically based companies to control vital sectors in the economies of LDCs.

F - Buy-versus- Build Decision

Acquisition: avoiding start-up problems, easier financing, adding no further capacity in the market.

Build: no desired company is available for acquisition; acquisition is harder to finance; acquisition will carry over problems.


G - Advantages of Foreign Direct Investment


Are multinationals profitable because they are multinational or multinational because they are profitable?

Very successful domestic companies are most likely to commit resources to FDI.

Monopoly Advantage: Companies perceive that they hold some supremacy over similar companies in the countries into which they go.

The advantage results from a foreign company's ownership of some resources that is unavailable at the same price or terms to the local company.

Cost of borrowing capital from different countries; currency oscillations



V - DIRECT INVESTMENT PATTERNS


Biggest growth in FDI has occurred in recent years.

During the 1980s, flows of FDI grew at about three times the rate of world exports.

Country of Origin: 90% of all direct investment, coming from developed countries

Mini-Multinationals

FDI flowing into the U.S.

Location of Investment: the major recipients of FDI are industrial countries, which received 83% of the world's between 1986 and 1990, and about 85% in 1995.

Interest in Developed Markets: political instability in LDCs, more investment have been market-seeking, more liberal FDI environment.

Economic Sector of Investment: Over time the portion of FDI accounted for in the raw materials sectors that includes mining, smelting, and petroleum has declined.

The portion in manufacturing, especially resource-based production grew steadily from the 1920s to the early 1970s

FDI in the service sector (especially banking and finance) grew rapidly, as did FDI in technology-intensive manufacturing.

COUNTERVAILING FORCES

chapter11

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